Administrative proceeding

Results: 2501



#Item
441United States Securities and Exchange Commission / Government / Securities Exchange Act / U.S. Securities and Exchange Commission / Finance / Securities and Exchange Commission Form 10-Q / Financial regulation / Securities and Exchange Commission / Security / SEC filings / United States securities law / 73rd United States Congress

INITIAL DECISION RELEASE NO. 731 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2015-01-05 16:34:51
442Finance / Corporate finance / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / Tender offer / Insider trading / SEC Rule 10b-5 / Securities Exchange Act / United States securities law / Financial economics / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 5, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-12-05 17:01:44
443United States Securities and Exchange Commission / Securities and Exchange Commission / Securities Exchange Act / Securities regulation in the United States / Security / Financial economics / Investment / Government / United States securities law / FLIR Systems / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 17, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: jenner.com

Language: English - Date: 2014-12-15 11:38:03
44473rd United States Congress / Government / Securities Exchange Act / U.S. Securities and Exchange Commission / Form 10-K / Securities and Exchange Commission / Financial regulation / SEC filings / United States securities law / United States Securities and Exchange Commission

INITIAL DECISION RELEASE NO. 728 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2014-12-30 15:20:19
445United States Securities and Exchange Commission / United States securities law / Financial regulation / 73rd United States Congress / New Deal / Securities Act

ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER IN THE MATTER OF: *

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Source URL: www.oag.state.md.us

Language: English - Date: 2014-12-01 08:23:19
446Finance / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / New Deal / Securities Act / Security / Broker-dealer / Covered security / Financial economics / United States securities law / Financial system

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF:

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Source URL: www.oag.state.md.us

Language: English - Date: 2014-12-12 09:32:56
447United States Securities and Exchange Commission / United States securities law / Financial regulation / 73rd United States Congress / New Deal / Securities Act

ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER IN THE MATTER OF: *

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Source URL: www.oag.state.md.us

Language: English - Date: 2014-12-01 08:31:28
448Rulemaking / Public comment / Comment / Brief / Data / United States administrative law / Information / Government

Notice of Revised Permanent Rules for Brief Adjudicative Proceedings This explanatory statement concerns the Washington State Liquor Control Board’s adoption of revisions to WAC[removed]Brief adjudicative proceeding

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Source URL: www.liq.wa.gov

Language: English - Date: 2014-06-04 16:45:40
449Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Investment / Finance / Securities Act / Security / Form 10-K / Short / SEC filings / United States securities law / Stock market

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 5, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-05 09:41:57
450Securities Exchange Act / Form 10-K / Securities and Exchange Commission Form 10-Q / U.S. Securities and Exchange Commission / Financial regulation / Finance / Form 6K / SEC filings / Form 20-F / Government

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 10, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-10 16:56:00
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